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Insider Ownership
Click on an individual's name to see their transaction history.
Insider Transaction Activity (Last 6 Months)
Aggregates Shares Price ($) Value ($)
Open Market Buys0----
Open Market Sells0----
Options Ex. & Sold0----
Net Shares-54667----
High Volume Traders (Last 6 Months)
Name # Buys # Sells # Options Ex. & Sold Total # Trans. Net Shares
Joseph E. McAdams0101 (27,412)
Charles J. Siegel0101 (16,447)
Joseph Lloyd McAdams1102 (10,808)

Insider Ownership
Transaction Date Name Action Shares Price($) Value($) Type Report Date
2/27/2017Charles J. Siegel
Chief Financial Officer, Treasurer and Secretary
Sell (16,447) ----Direct3/1/2017
  Other acquisition or disposition
2/27/2017Joseph Lloyd McAdams
Chairman and Chief Executive Officer
Sell (38,377) ----Direct3/1/2017
  Other acquisition or disposition
2/27/2017Joseph E. McAdams
President, Chief Investment Officer and Director
Sell (27,412) ----Direct3/1/2017
  Other acquisition or disposition
12/31/2016Joseph Lloyd McAdams
Chairman and Chief Executive Officer
Buy27,569----Direct1/19/2017
  Other acquisition or disposition
12/31/2015Joseph Lloyd McAdams
Chairman, Chief Executive Officer and President
Buy22,316----Direct2/5/2016
  Other acquisition or disposition
12/31/2015Heather U. Baines
Executive Vice President of Anworth Management, LLC
Buy22,316----Direct2/5/2016
  Other acquisition or disposition
11/5/2015Lee A. Ault III
Lead Independent Director, Chairman of Nominating & Corporat
Buy21,3414.6699,449Direct11/5/2015
  Open market or private purchase of non-derivative or derivative security
11/5/2015Lee A. Ault III
Lead Independent Director, Chairman of Nominating & Corporat
Buy1004.66466Direct11/5/2015
  Open market or private purchase of non-derivative or derivative security
11/5/2015Lee A. Ault III
Lead Independent Director, Chairman of Nominating & Corporat
Buy1,6284.667,586Direct11/5/2015
  Open market or private purchase of non-derivative or derivative security
11/5/2015Lee A. Ault III
Lead Independent Director, Chairman of Nominating & Corporat
Buy2014.66937Direct11/5/2015
  Open market or private purchase of non-derivative or derivative security
11/5/2015Lee A. Ault III
Lead Independent Director, Chairman of Nominating & Corporat
Buy6,3304.6629,498Direct11/5/2015
  Open market or private purchase of non-derivative or derivative security
11/5/2015Lee A. Ault III
Lead Independent Director, Chairman of Nominating & Corporat
Buy4004.661,864Direct11/5/2015
  Open market or private purchase of non-derivative or derivative security
11/5/2015Lee A. Ault III
Lead Independent Director, Chairman of Nominating & Corporat
Buy11,0004.6651,260Direct11/5/2015
  Open market or private purchase of non-derivative or derivative security
8/10/2015Brown, Thad Michael
Former Chief Financial Officer, Principal Accounting Officer
Sell (2,331) 5.10 (11,888) Direct8/10/2015
  Open market or private sale of non-derivative or derivative security
3/4/2015Mark S. Maron
Independent Director, Chairman of Compensation Committee, Me
Buy30,0005.33159,900Direct3/5/2015
  Open market or private purchase of non-derivative or derivative security
12/31/2014Joseph Lloyd McAdams
Chairman, Chief Executive Officer and President
Buy16,800----Direct1/30/2015
  Other acquisition or disposition
12/31/2014Heather U. Baines
Executive Vice President of Anworth Management, LLC
Buy16,800----Direct1/30/2015
  Other acquisition or disposition
12/2/2014Robert C. Davis
Independent Director, Chairman of Strategic Review Committee
Buy16,8345.4591,745Direct12/3/2014
  Open market or private purchase of non-derivative or derivative security
12/1/2014Robert C. Davis
Independent Director, Chairman of Strategic Review Committee
Buy3,1665.3817,033Direct12/3/2014
  Open market or private purchase of non-derivative or derivative security
5/1/2014Black, Charles H.
Former Independent Director, Chairman of Compensation Commit
Buy10,0005.4454,400Indirect5/5/2014
  Conversion of derivative security
12/31/2013Joseph Lloyd McAdams
Chairman, Chief Executive Officer and President
Buy16,019----Direct1/10/2014
  Other acquisition or disposition
12/31/2013Heather U. Baines
Executive Vice President of Anworth Management, LLC
Buy16,019----Direct1/10/2014
  Other acquisition or disposition
3/1/2013Robert C. Davis
Director, Chairman of Strategic Review Committee, Member of
Sell (10,000) 6.08 (60,800) Indirect3/1/2013
  Open market or private sale of non-derivative or derivative security
2/14/2013Brown, Thad Michael
Former Chief Financial Officer, Principal Accounting Officer
Sell (5,439) 6.24 (33,939) Direct2/14/2013
  Open market or private sale of non-derivative or derivative security
12/31/2012Joseph Lloyd McAdams
Chairman, Chief Executive Officer and President
Buy16,483----Direct2/13/2013
  Other acquisition or disposition
12/31/2012Heather U. Baines
Executive Vice President of Anworth Management, LLC
Buy16,483----Direct2/13/2013
  Other acquisition or disposition
12/31/2012Black, Charles H.
Former Independent Director, Chairman of Compensation Commit
Buy1,575----Direct2/13/2013
  Other acquisition or disposition
11/7/2012Joseph E. McAdams
Chief Investment Officer, Executive Vice President and Direc
Sell (138,291) ----Indirect11/13/2012
  Other acquisition or disposition
9/13/2012Joseph E. McAdams
Chief Investment Officer, Executive Vice President and Direc
Buy138,291----Indirect9/14/2012
  Other acquisition or disposition
9/13/2012Joseph E. McAdams
Chief Investment Officer, Executive Vice President and Direc
Sell (138,291) ----Direct9/14/2012
  Other acquisition or disposition
12/31/2011Joseph Lloyd McAdams
Chairman, Chief Executive Officer and President
Buy17,519----Direct2/13/2012
  Other acquisition or disposition
12/31/2011Heather U. Baines
Executive Vice President of Anworth Management, LLC
Buy17,519----Direct2/13/2012
  Other acquisition or disposition
12/30/2011Joseph Lloyd McAdams
Chairman, Chief Executive Officer and President
Buy76,791----Direct1/5/2012
  Grant award or other acquisition pursuant to Rule 16b-3(d)
12/30/2011Joseph E. McAdams
Chief Investment Officer, Executive Vice President and Direc
Buy62,829----Direct1/5/2012
  Grant award or other acquisition pursuant to Rule 16b-3(d)
12/30/2011Heather U. Baines
Executive Vice President of Anworth Management, LLC
Buy76,791----Direct1/5/2012
  Grant award or other acquisition pursuant to Rule 16b-3(d)
8/9/2011Robert C. Davis
Director, Chairman of Strategic Review Committee, Member of
Buy10,0006.5565,500Indirect8/9/2011
  Open market or private purchase of non-derivative or derivative security
7/22/2011Joe E. Davis
Director, Chairman of Audit Committee, Member of Nominating
Buy2606.701,742Direct7/25/2011
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
12/31/2010Joseph Lloyd McAdams
Chairman, Chief Executive Officer and President
Buy16,415----Direct2/10/2011
  Other acquisition or disposition
12/31/2010Heather U. Baines
Executive Vice President of Anworth Management, LLC
Buy16,415----Direct2/10/2011
  Other acquisition or disposition
12/29/2010Joseph E. McAdams
Chief Investment Officer, Executive Vice President and Direc
Buy48,963----Direct12/29/2010
  Grant award or other acquisition pursuant to Rule 16b-3(d)


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*The 2 sell transactions made by Mr. McAdams on 11/7/2012 and 9/13/2012 are not actual sells but dispositions.


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