Insider Ownership

Insider Ownership

Click on an individual's name to see their transaction history.

Insider Transaction Activity (Last 6 Months)
Aggregates Shares Price ($) Value ($)
Open Market Buys 30,000 4.05 121,500
Open Market Sells 0 -- --
Options Ex. & Sold 20,000 -- --
Net Shares 50,000 4.05 121,500

High Volume Traders (Last 6 Months)
Name #Buys #Sells # Options Ex. & Sold Total # Trans. Net Shares
Mielle, Dominique 1 0 0 1 30,000
Lee A. Ault III 0 0 1 1 20,000

Insider Ownership
Transaction Date Name Action Shares Price ($) Value ($) Type Report Date
5/22/2019
Lee A. Ault III
Former Lead Independent Director of Anworth Management LLC
Buy 20,000 -- -- Direct 5/23/2019
Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
3/29/2019
Mielle, Dominique
Independent Director
Buy 30,000 4.05 121,500 Direct 3/29/2019
Open market or private purchase of non-derivative or derivative security
12/31/2018 Buy 33,415 -- -- Direct 2/13/2019
Other acquisition or disposition
12/31/2018
Charles J. Siegel
CFO, Treasurer & Secretary of Anworth Management, LLC
Buy 2,506 -- -- Direct 2/13/2019
Other acquisition or disposition
12/31/2017
Joseph Lloyd McAdams
Chairman and Chief Executive Officer
Buy 25,834 -- -- Direct 2/14/2018
Other acquisition or disposition
2/27/2017
Joseph E. McAdams
President, Chief Investment Officer and Director
Sell (27,412) -- -- Direct 3/1/2017
Other acquisition or disposition
2/27/2017
Charles J. Siegel
Chief Financial Officer, Treasurer and Secretary
Sell (16,447) -- -- Direct 3/1/2017
Other acquisition or disposition
2/27/2017
Joseph Lloyd McAdams
Chairman and Chief Executive Officer
Sell (38,377) -- -- Direct 3/1/2017
Other acquisition or disposition
12/31/2016
Joseph Lloyd McAdams
Chairman and Chief Executive Officer
Buy 27,569 -- -- Direct 1/19/2017
Other acquisition or disposition
12/31/2015
Heather U. Baines
Executive Vice President of Anworth Management, LLC
Buy 22,316 -- -- Direct 2/5/2016
Other acquisition or disposition
12/31/2015
Joseph Lloyd McAdams
Chairman, Chief Executive Officer and President
Buy 22,316 -- -- Direct 2/5/2016
Other acquisition or disposition
11/5/2015
Lee A. Ault III
Former Lead Independent Director of Anworth Management LLC
Buy 400 4.66 1,864 Direct 11/5/2015
Open market or private purchase of non-derivative or derivative security
11/5/2015
Lee A. Ault III
Former Lead Independent Director of Anworth Management LLC
Buy 11,000 4.66 51,260 Direct 11/5/2015
Open market or private purchase of non-derivative or derivative security
11/5/2015
Lee A. Ault III
Former Lead Independent Director of Anworth Management LLC
Buy 1,628 4.66 7,586 Direct 11/5/2015
Open market or private purchase of non-derivative or derivative security
11/5/2015
Lee A. Ault III
Former Lead Independent Director of Anworth Management LLC
Buy 201 4.66 937 Direct 11/5/2015
Open market or private purchase of non-derivative or derivative security
11/5/2015
Lee A. Ault III
Former Lead Independent Director of Anworth Management LLC
Buy 100 4.66 466 Direct 11/5/2015
Open market or private purchase of non-derivative or derivative security
11/5/2015
Lee A. Ault III
Former Lead Independent Director of Anworth Management LLC
Buy 6,330 4.66 29,498 Direct 11/5/2015
Open market or private purchase of non-derivative or derivative security
11/5/2015
Lee A. Ault III
Lead Independent Director of Anworth Management LLC
Buy 21,341 4.66 99,449 Direct 11/5/2015
Open market or private purchase of non-derivative or derivative security
8/10/2015
Brown, Thad Michael
Former Chief Financial Officer, Principal Accounting Officer
Sell (2,331) 5.10 (11,888) Direct 8/10/2015
Open market or private sale of non-derivative or derivative security
3/4/2015
Mark S. Maron
Independent Director, Chairman of Compensation Committee, Me
Buy 30,000 5.33 159,900 Direct 3/5/2015
Open market or private purchase of non-derivative or derivative security

*The 2 sell transactions made by Mr. McAdams on 11/7/2012 and 9/13/2012 are not actual sells but dispositions.


Anworth Mortgage Asset Corporation did not extract, prepare or compile the data/information shown on this web page and expressly disclaims any responsibility for the accuracy or completeness of the data/information contained herein.